Compliance officer

Дата публикации: 20.10.2020
  • Местоположение: Москва
График работы: Полная занятость
Опыт работы: от 6 лет

VTB Group s Corporate Investment Business is a leader in the international investment banking sector in Russia. VTB Capital has achieved significant results since it was founded in 2008 and has carved out a reputation of a reliable business partner for clients from around the world. VTB Capital operates in London, Hong Kong, Singapore, Zug, Frankfurt am Main, Sofia and Vienna, with headquarters in Moscow.


General purposes:

Further development and maintenance of compliance functions covering the following risk areas:

  • Marketing, sales and trading conduct;
  • Conflicts of interest and informational barriers;
  • Personal conflicts of interest including outside business positions;
  • Client insider trading and market manipulation (in accordance with the international standards);
  • Ethical standards and personal account dealing.
  • The position assumes providing a compliance support both to Moscow and to the overseas offices including London, Zug, Hong-Kong and other locations to ensure adherence of the internal procedures to the local and international compliance requirements.


  • To check adherence of the Company s activity to the compliance risks related requirements and standards;
  • To perform monitoring of activities in areas where the compliance risks may be identified, monitoring of the key risk indicators;
  • To participate in maintenance of the Control Room activities including:
  • identification of the clients and personal conflicts of interests (new and existing deals, pipelines, outside business interests, etc.),
  • control the confidential information flow, information barriers setup, handling of the wall-crossings,
  • maintenance of the watch and restricted lists,
  • regular update of the deals database,
  • monitoring of potential restrictions which can be applied to the Company s activity due to transactions held on a private side of the Chinese wall;
  • To act as a back-up for other colleagues within the Compliance Control department being responsible for such activities as Research and marketing materials clearance, personal account dealing clearance, granting access rights to the Company s resources and premises;
  • To develop new and update the existing global and local policies and procedures;
  • To participate in implementation of VTB Bank s compliance requirements;
  • To consult internal clients on any raised questions within the area of responsibility;
  • To participate in increasing the staff awareness of Compliance requirements and procedures, the main compliance risks and mitigation measures by providing regular trainings, sending reminders, knowledge testing within the area of responsibility.

Key Competencies & Qualifications :

Dominant skills:

  • Higher education;
  • Knowledge of the international and Russian legislation on financial markets;
  • Practical experience (5 years and more) in Compliance or AML function within a financial institution;
  • Knowledge of the international Compliance standards and Control Room experience as a plus;
  • Upper-intermediate skills in English;
  • Advanced PC user;
  • FSFR certificates 1.0 as a plus

Personal skills:

  • Demonstrate risk weighted and proactive approach;
  • Self-motivated and hard-worker;
  • Good communicational skills;
  • Good team player
Benefit package:
  • Official employment
  • Competitive salary
  • Ability to build your career in the leading Russian investment bank